Compliance Manager - SGIIC

• Degree or Bachelor's in Law, Business Administration and Management, Economics, Finance, or related degrees.

• Postgraduate training or specialized certifications in Compliance, Regulatory Compliance, or Corporate Governance will be valued.

• Advanced English (minimum B2/C1 level).

Join GIIC Fineco and become part of the Compliance area of a growing fund management company within the Kutxabank Group, playing a key role in protecting the entity against regulatory and compliance risks. We are looking for a professional with solid experience in Compliance functions within the financial sector, especially in SGIIC or SV, capable of providing technical judgment, autonomy, and a vision of continuous improvement, collaborating closely with the various business areas and supervisory bodies.

Integrating into the Compliance area, the selected person will contribute to the maintenance and strengthening of the Management Company's internal control system, ensuring compliance with the regulations applicable to a collective investment schemes manager and promoting a solid culture of compliance.

The main functions include:

• Supervise compliance with the regulations applicable to the entity (CNMV, MiFID II, UCITS, AIFMD, EMIR, SFDR, Market Abuse Regulation, Data Protection, and other applicable financial regulations).

• Identify, analyze, and implement regulatory updates, defining and coordinating the necessary adaptation plans.

• Prepare, review, and update compliance policies, procedures, and internal controls.

• Design, execute, and monitor the Annual Compliance Plan, performing periodic controls and proposing corrective measures when necessary.

• Advise and provide support to the various business and operational areas regarding regulatory and compliance matters.

• Review new products, processes, and initiatives from a Compliance perspective, identifying regulatory risks and proposing mitigating measures.

• Coordinate the management of conflicts of interest, codes of conduct, personal transactions, incentives, and other market conduct obligations.

• Prepare periodic reports for Senior Management, the Board of Directors, and internal control bodies.

• Manage relationships with supervisory bodies, attending to requirements and inspections from the CNMV and other regulators.

• Serve as a liaison in internal and external audits related to the Compliance field.

• Drive internal training and awareness actions to reinforce the culture of compliance within the organization.

• Collaborate transversally with Risk Management, Internal Audit, and Anti-Money Laundering functions.

• Facilitate relationships with specialized Compliance units within the Fineco Group and the Kutxabank Group regarding applicable matters for greater coordination.

• High technical rigor and attention to detail.

• Analytical capacity and regulatory interpretation skills.

• Proactivity and commitment to continuous improvement.

• Communication and liaison skills with different areas of the organization and supervisory bodies.

• Ethical commitment, confidentiality, and professional integrity.

• Planning, organizational, and teamwork skills.

• Advanced use of office tools, especially Excel, and experience with Compliance monitoring and control tools.

A minimum of 5 years of work experience is required in Compliance functions within collective investment schemes management companies (SGIIC), financial entities, investment services entities, or consulting firms specialized in financial regulation.

Experience in:

• Regulatory environment of fund managers and investment companies.

• Relationship with the CNMV and other supervisory bodies.

• Implementation of regulatory projects and adaptation to new regulations.

• Preparation of reports for governing bodies and compliance committees.